Appendix B


STATEMENT FOR SELF-CERTIFIED SOPHISTICATED INVESTOR

I declare that I am a self-certified sophisticated investor for the purposes of the Financial Services and Markets Act (Financial Promotion) Order 2005.

I understand that this means:

  1. I can receive financial promotions that may not have been approved by a person authorised by the Financial Services Authority;
  2. the content of such financial promotions may not conform to rules issued by the Financial Services Authority;
  3. by signing this statement I may lose significant rights;
  4. I may have no right to complain to either of the following—
    1. the Financial Services Authority; or
    2. the Financial Ombudsman Scheme;
  5. I may have no right to seek compensation from the Financial Services Compensation Scheme.

I am a self-certified sophisticated investor because at least one of the following applies—

  1. I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;
  2. I have made more than one investment in an unlisted company in the two years prior to the date below;
  3. I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;
  4. I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £1 million.

I accept that I can lose my property and other assets from making investment decisions based on financial promotions.

I am aware that it is open to me to seek advice from someone who specialises in advising on investments.

Leave this empty:

Signature Certificate
Document name: Appendix B
Unique Document ID: 725adbad7ec42be79df8c730c455ae6be88fa24f
Timestamp Audit
May 31, 2017 12:02 pm GMTAppendix B Uploaded by Jamie Johnson - info@fjpinvestment.co.uk IP 5.62.43.34