Appendix C


STATEMENT FOR RESTRICTED INVESTOR

I make this statement so that I can receive promotional communications relating to non-readily realisable securities as a restricted investor.

 

I declare that I qualify as a restricted investor because:

 

A: in the twelve months preceding the date below, I have not invested more than 10% of my net assets in non-readily realisable securities; and

B: I undertake that in the twelve months following the date below, I will not invest more than 10% of my net assets in non-readily realisable securities. 

 

Net assets for these purposes do not include:

 

A: the property which is my primary residence or any money raised through a loan secured on that property;

B: any rights of mine under a qualifying contract of insurance; or

C: any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be entitled; or

D: any withdrawals from my pension savings (except where the withdrawals are used directly for income in retirement). 

 

I accept that the investments to which the promotions will relate may expose me to a significant risk of losing all of the money or other property invested.

I am aware that it is open to me to seek advice from an authorised person who specialise in advising on non-readily realisable securities.

Leave this empty:

Signature Certificate
Document name: Appendix C
Unique Document ID: d915e11696ef484eb0a3894facf4dfe220b90274
Timestamp Audit
January 23, 2018 9:00 am GMTAppendix C Uploaded by Jamie Johnson - info@fjpinvestment.co.uk IP 5.62.43.52