STATEMENT FOR RESTRICTED INVESTOR
I make this statement so that I can receive promotional communications relating to non-readily realisable securities as a restricted investor.
I declare that I qualify as a restricted investor because:
A: in the twelve months preceding the date below, I have not invested more than 10% of my net assets in non-readily realisable securities; and
B: I undertake that in the twelve months following the date below, I will not invest more than 10% of my net assets in non-readily realisable securities.
Net assets for these purposes do not include:
A: the property which is my primary residence or any money raised through a loan secured on that property;
B: any rights of mine under a qualifying contract of insurance; or
C: any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be entitled; or
D: any withdrawals from my pension savings (except where the withdrawals are used directly for income in retirement).
I accept that the investments to which the promotions will relate may expose me to a significant risk of losing all of the money or other property invested.
I am aware that it is open to me to seek advice from an authorised person who specialise in advising on non-readily realisable securities.
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Document Name: Appendix C
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